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1 - 7 of 7 article(s) found submitted by Amy Vincent

Stating a Case- The 1996 National Securities Market Improvement Act
Fraud and schemes have plagued the stock market since its inception It is too alluring for some to resist trying to get an undeserved piece of the large amounts of money moved around on the market...
Author: Amy Vincent - Category: Legal
Rating: iSNARE Article Rating
 
SHO Us the Money
There are many ways to defraud others in securities exchanges Some are easy to recognize and prosecute...
Author: Amy Vincent - Category: Finances
Rating: iSNARE Article Rating
 
Owning Up – Securities
Each day a great number of securities are transferred fluidly from one owner to the next so quickly and frequently that that in some cases it can be difficult to keep track of who actually owns them...
Author: Amy Vincent - Category: Finances
Rating: iSNARE Article Rating
 
Why is Naked Short Selling Both Illegal and Common Practice?
The stock market is a tough game to monitor with many players playing and large amounts of money at stake...
Author: Amy Vincent - Category: Finances
Rating: iSNARE Article Rating
 
Cost Basis Reporting
The Basis of Truth Cost Basis Reporting has been raised in the Senate, the House, the US...
Author: Amy Vincent - Category: Finances
Rating: iSNARE Article Rating
 
Investors Losing Voices
Individual investors are increasingly losing their voices (via proxy or in person) in crucial shareholder voting matters...
Author: Amy Vincent - Category: Finances
Rating: iSNARE Article Rating
 
Rule 144 Holding Periods Shorten
The SEC (Securities and Exchange Commission) voted unanimously on November 15, 2007 to cut the required holding period in half from twelve to six months for selling restricted and control securities...
Author: Amy Vincent - Category: Finances
Rating: iSNARE Article Rating
 
 
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