In spite of a volatile economy, the financial industry continues to remain a place for growth This business sector consists of banking institutions, investment companies, brokerages firms, brokers, economic advisers, financial planning, mortgage officers, capital managers, accountants, book keepers and even bank tellers...

The US...

Most people do not have any idea about what securities lawyers do; however, as Americans nervously watch the bear market and have their confidence measured and tested by corporate collapses, the field of securities law has found itself in the limelight...

On October 3, 2008 the Emergency Economic Stabilization Act (HR...

So you have capital – intellectual capital And that’s great, because you are the person that finds the opportunity, has the vision for how to profit from it, and the know-how to bring it to fruition...

Fraud and schemes have plagued the stock market since its inception It is too alluring for some to resist trying to get an undeserved piece of the large amounts of money moved around on the market...

There are many ways to defraud others in securities exchanges Some are easy to recognize and prosecute...

Each day a great number of securities are transferred fluidly from one owner to the next so quickly and frequently that that in some cases it can be difficult to keep track of who actually owns them...

The stock market is a tough game to monitor with many players playing and large amounts of money at stake...

The history of stock market is very rich and the efficient system that you use now for trading and investing in companies has evolved over centuries...

I was recently a speaker at a conference for entrepreneurs My topic was about the different ways to raise investment capital...

Mortgage backed securities are asset-backed securities with cash flow that is backed by the payments of a pool of mortgages...

The hedge fund industry in the Commonwealth of Massachusetts will come under greater regulatory scrutiny according to Secretary of the Commonwealth William Galvin, who is the chief securities regulatory...

The housing boom of the last seven years has been one of the biggest ever Mortgage-backed securities are one reason for the torrid pace of real estate growth...

The Small Corporate Registration was designed specifically for small businesses It allows small companies to raise equity or debt capital publicly without having to register with Securities and Exchange Commission...

Saving Bonds are issued by US Treasury Department These are not tradable anywhere in the market...

When is 3 percent better than 6 percent Yeah, we all know the answer, but only until the prices of the securities we already own begin to fall...

I’ve come to the conclusion that the Stock Market is an easier medium for investors to understand (i...

One overlooked individual in the process of taking a company public through reverse merger is the market maker...

Under the Securities Act of 1933, any offer to sell securities must either be registered with the SEC or meet an exemption...

Small and mid-size companies looking to go public usually think IPO (Initial Public offering), but find it difficult to get an underwriter to look at them...

It’s the dream of every person who starts a business to some day see it trading in one of the stock exchanges even after they are no longer associated with the company...